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Regulator

Securities and Exchange Commission

The US securities markets regulator, focused on disclosure and investor protection.

Tier 1 · Top-tier regulatorUnited StatesOfficial site

What this licence protects

  • Registration and disclosure requirements for securities
  • Anti-fraud and market-abuse enforcement
  • Custody and safeguarding rules for client assets
  • Brokerage accounts backed by SIPC coverage

Check a licence yourself

  1. Open the official SEC register.
  2. Search by the licence number shown next to each broker below, or by the firm's legal name.
  3. Confirm the entry is active and covers the service you are about to use.
Open the SEC register ↗

26 brokers licensed by SEC

Webull

US Stocks·SEC
6.6/10
No ratings yet
MOBILE · WEB · PROPRIETARY

Titan

US Stocks·SEC
6.1/10
No ratings yet
WEB · MOBILE · PROPRIETARY