Broker directory
Broker regulators
Financial regulators grouped by grade and jurisdiction, and the brokers licensed by each. All brokers ›
Tier 1Top-tier regulator
ASICAustralian Securities and Investments CommissionAustralia49 brokers
CIROCanadian Investment Regulatory OrganizationCanada3 brokers
CFTCCommodity Futures Trading CommissionUnited States14 brokers
BaFinFederal Financial Supervisory AuthorityGermany4 brokers
FCAFinancial Conduct AuthorityUnited Kingdom68 brokers
FINRAFinancial Industry Regulatory AuthorityUnited States26 brokers
MASMonetary Authority of SingaporeSingapore12 brokers
NFANational Futures AssociationUnited States17 brokers
SEBISecurities and Exchange Board of IndiaIndia20 brokers
SECSecurities and Exchange CommissionUnited States26 brokers
SFCSecurities and Futures CommissionHong Kong3 brokers
FINMASwiss Financial Market Supervisory AuthoritySwitzerland3 brokers
Tier 2Established regulator
AFMAuthority for the Financial MarketsNetherlands (EU)3 brokers
AMFAutorité des marchés financiersFrance (EU)1 broker
CMA-KECapital Markets AuthorityKenya2 brokers
CMBCapital Markets BoardTürkiye3 brokers
CIMACayman Islands Monetary AuthorityCayman Islands9 brokers
CBBCentral Bank of BahrainBahrain1 broker
CBICentral Bank of IrelandIreland (EU)2 brokers
CySECCyprus Securities and Exchange CommissionCyprus (EU)58 brokers
CNBCzech National BankCzechia (EU)2 brokers
DFSADubai Financial Services AuthorityDIFC, United Arab Emirates7 brokers
FMA-LIFinancial Market Authority LiechtensteinLiechtenstein (EEA)1 broker
- CMFFinancial Market CommissionChile1 broker
FMAFinancial Markets AuthorityNew Zealand3 brokers
FRAFinancial Regulatory AuthorityEgypt1 broker
FSCAFinancial Sector Conduct AuthoritySouth Africa29 brokers
- OJKFinancial Services AuthorityIndonesia3 brokers
- FSAFinancial Services AuthorityVaries by country48 brokers
FSC-TWFinancial Supervisory CommissionTaiwan1 broker
FI-SEFinansinspektionenSweden (EU)2 brokers
EFSAFinantsinspektsioonEstonia (EU)1 broker
ISAIsrael Securities AuthorityIsrael1 broker
JSCJordan Securities CommissionJordan1 broker
MNBMagyar Nemzeti BankHungary (EU)1 broker
MFSAMalta Financial Services AuthorityMalta (EU)5 brokers
MiCAMarkets in Crypto-Assets (MiCA)European Union5 brokers
CNBVNational Banking and Securities CommissionMexico2 brokers
CONSOBNational Commission for Companies and the Stock ExchangeItaly (EU)1 broker
CNVNational Securities CommissionArgentina3 brokers
CNMVNational Securities Market CommissionSpain (EU)3 brokers
SEC-PHSecurities and Exchange CommissionPhilippines2 brokers
SEC-THSecurities and Exchange CommissionThailand2 brokers
SEC-NGSecurities and Exchange CommissionNigeria2 brokers
CVMSecurities and Exchange Commission of BrazilBrazil2 brokers
SIPCSecurities Investor Protection CorporationUnited States23 brokers
Tier 3Registration / AML
FinCENFinancial Crimes Enforcement NetworkUnited States4 brokers
FSC-MUFinancial Services CommissionMauritius6 brokers
FSC-BZFinancial Services CommissionBelize3 brokers
FSC-BVIFinancial Services CommissionBritish Virgin Islands7 brokers
- MSBMoney Services Business registrationVarious11 brokers
VFSCVanuatu Financial Services CommissionVanuatu9 brokers
- VASPVirtual Asset Service Provider registrationVarious9 brokers