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Regulator

Financial Industry Regulatory Authority

The US self-regulatory body overseeing broker-dealers and their representatives.

Tier 1 · Top-tier regulatorUnited StatesOfficial site

What this licence protects

  • Conduct and net-capital rules for broker-dealers
  • Public firm and broker records via BrokerCheck
  • Arbitration and mediation for client disputes
  • Coordinates with SIPC account protection

Check a licence yourself

  1. Open the official FINRA register.
  2. Search by the licence number shown next to each broker below, or by the firm's legal name.
  3. Confirm the entry is active and covers the service you are about to use.
Open the FINRA register ↗

26 brokers licensed by FINRA

17 of 24 licence numbers on this page checked against the official register.

TradeStation

US Futures·SEC
7.6/10
No ratings yetRegulated
FINRA 39473· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

Charles Schwab

US Stocks·SEC
7.4/10
No ratings yetRegulated
FINRA 5393· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

E*TRADE

US Stocks·SEC
7.3/10
No ratings yetRegulated
FINRA 149777· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

Fidelity

US Stocks·SEC
7.3/10
No ratings yetRegulated
FINRA 7784· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

Interactive Brokers

US Stocks·SEC
7.2/10
No ratings yetRegulated
FINRA 36418· register checked Jul 2026
PROPRIETARY · WEB · MOBILE·min $0

Vanguard

US Stocks·SEC
7.2/10
No ratings yetRegulated
FINRA 7452· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

Ally Invest

US Stocks·SEC
7.0/10
No ratings yetRegulated
FINRA 136131· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Firstrade

US Stocks·SEC
7.0/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Lightspeed

US Stocks·SEC
7.0/10
No ratings yetRegulated
FINRA 104369· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Acorns

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 168172· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Betterment

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 47788· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Cobra Trading

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

M1 Finance

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 281242· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Merrill Edge

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 7691· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

Robinhood

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 165998· register checked Jul 2026
MOBILE · WEB

Stash

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Tradier

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Wealthfront

US Stocks·SEC
6.9/10
No ratings yetRegulated
FINRA 153407· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

Public.com

US Stocks·SEC
6.7/10
No ratings yetRegulated
FINRA 127818· register checked Jul 2026
WEB · MOBILE · PROPRIETARY

moomoo

US Stocks·SEC
6.7/10
No ratings yetRegulated
FINRA 283078· register checked Jul 2026
MOBILE · WEB · PROPRIETARY

tastytrade

US Stocks·SEC
6.7/10
No ratings yetRegulated
FINRA 277027· register checked Jul 2026
PROPRIETARY · WEB · MOBILE

SoFi Invest

US Stocks·SEC
6.6/10
No ratings yet
MOBILE · WEB