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Regulator

Financial Industry Regulatory Authority

The US self-regulatory body overseeing broker-dealers and their representatives.

Tier 1 · Top-tier regulatorUnited StatesOfficial site

What this licence protects

  • Conduct and net-capital rules for broker-dealers
  • Public firm and broker records via BrokerCheck
  • Arbitration and mediation for client disputes
  • Coordinates with SIPC account protection

Check a licence yourself

  1. Open the official FINRA register.
  2. Search by the licence number shown next to each broker below, or by the firm's legal name.
  3. Confirm the entry is active and covers the service you are about to use.
Open the FINRA register ↗

26 brokers licensed by FINRA

Webull

US Stocks·SEC
6.6/10
No ratings yet
MOBILE · WEB · PROPRIETARY

Titan

US Stocks·SEC
6.1/10
No ratings yet
WEB · MOBILE · PROPRIETARY