MOBILE · WEB · PROPRIETARY
Regulator
Securities and Exchange Commission
The US securities markets regulator, focused on disclosure and investor protection.
Tier 1 · Top-tier regulatorOfficial site
What this licence protects
- Registration and disclosure requirements for securities
- Anti-fraud and market-abuse enforcement
- Custody and safeguarding rules for client assets
- Brokerage accounts backed by SIPC coverage
26 brokers licensed by SEC