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Regulator

Financial Industry Regulatory Authority

The US self-regulatory body overseeing broker-dealers and their representatives.

Tier 1 · Top-tier regulatorUnited StatesOfficial site

What this licence protects

  • Conduct and net-capital rules for broker-dealers
  • Public firm and broker records via BrokerCheck
  • Arbitration and mediation for client disputes
  • Coordinates with SIPC account protection

26 brokers licensed by FINRA

TradeStation

US Futures·SEC
7.6/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

Charles Schwab

US Stocks·SEC
7.4/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

E*TRADE

US Stocks·SEC
7.3/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

Fidelity

US Stocks·SEC
7.3/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

Interactive Brokers

US Stocks·SEC
7.2/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE·min $0

Vanguard

US Stocks·SEC
7.2/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

Ally Invest

US Stocks·SEC
7.0/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Firstrade

US Stocks·SEC
7.0/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Lightspeed

US Stocks·SEC
7.0/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Acorns

US Stocks·SEC
6.9/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Betterment

US Stocks·SEC
6.9/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Cobra Trading

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

M1 Finance

US Stocks·SEC
6.9/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Merrill Edge

US Stocks·SEC
6.9/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

Robinhood

US Stocks·SEC
6.9/10
No ratings yetRegulated
MOBILE · WEB

Stash

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Tradier

US Stocks·SEC
6.9/10
No ratings yet
WEB · MOBILE · PROPRIETARY

Wealthfront

US Stocks·SEC
6.9/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

Public.com

US Stocks·SEC
6.7/10
No ratings yetRegulated
WEB · MOBILE · PROPRIETARY

moomoo

US Stocks·SEC
6.7/10
No ratings yetRegulated
MOBILE · WEB · PROPRIETARY

tastytrade

US Stocks·SEC
6.7/10
No ratings yetRegulated
PROPRIETARY · WEB · MOBILE

SoFi Invest

US Stocks·SEC
6.6/10
No ratings yet
MOBILE · WEB