FINRA Fines tastytrade $850,000 Over Best Execution Failures
FINRA said this week that it has censured and fined tastytrade, Inc. $850,000 after finding the online brokerage failed to properly review whether its customers received the best possible execution on equities orders over a three-year period. According to a Letter of Acceptance, Waiver, and Consent released by FINRA, tastytrade routed all customer equity orders... The post FINRA Fines tastytrade $
FINRA said this week that it has censured and fined tastytrade, Inc. $850,000 after finding the online brokerage failed to properly review whether its customers received the best possible execution on equities orders over a three-year period. According to a Letter of Acceptance, Waiver, and Consent released by FINRA, tastytrade routed all customer equity orders... The post FINRA Fines tastytrade $
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